All forms and applications
Most popular forms and applications | Other forms and applications
If you're already an E*TRADE customer, you can securely upload your completed documents (log on required).
Most Popular
Forms / Applications |
Description |
Action |
---|---|---|
Bank Account Application | Open a checking account | Apply online / Download PDF |
E*TRADE Complete Investment Account Application (Brokerage Account) | Open a brokerage account with investing and cash management | Apply online / Download PDF |
Duplicate Tax Records | View duplicate 1099s and other tax forms | View online |
IRA Application (Traditional, Roth, or Rollover) | Open a tax-advantaged brokerage retirement account for individuals | Apply online / Download PDF |
Margin Upgrade | Add margin trading to an existing brokerage account | Enroll online / Download PDF |
Brokerage Account Options Upgrade | Add options trading to an existing brokerage account | Enroll online / Download PDF |
IRA Options Upgrade | Add options trading to an existing IRA | Enroll online / Download PDF |
Fax Cover Sheet | Send all applications or account-related documentation along with a completed cover sheet | Download PDF |
New Applications
New Brokerage Account Forms / Applications |
Description |
Action |
---|---|---|
Business Account | Open a brokerage account for a corporation, partnership, or sole proprietorship | Download PDF |
Check status of a new brokerage account | Inquire about the status of a new account application | View online |
E*TRADE Complete Investment Account Application (brokerage account) | Open a core brokerage account with investing and cash management | Apply online / Download PDF |
Futures Business Application | Open a Futures Business Account | Download PDF |
Futures Trust Application | Open a Futures Trust Account | Download PDF |
Portfolio Margin Investment Account Application (brokerage account) | Open a brokerage account with special margin requirements for highly sophisticated options traders | Apply online / Apply online (Joint) / Download PDF |
Portfolio Margin Business Brokerage Account Application | Open a business brokerage account with special margin requirements for highly sophisticated options traders | Download PDF |
Investment Club Account | Open an account for a group of people to invest together | Download PDF |
Estate Account | Open an account to use for estate planning | Apply online / Download PDF |
Registration Change for Complete Investment Account | Registration Change Form for Individual, Joint, Custodial Complete Investment Account Types | Download PDF |
Trust Account | Open a brokerage account registered in the name of an established trust | Apply online / Download PDF |
Conservatorship Account | Open a non-retirement account managed by a court-appointed conservator or guardian | Download PDF |
New Bank Account Forms / Applications |
Description |
Action |
---|---|---|
Bank Account | Open a checking account | Apply Online / Download PDF |
Bank Business Account | Open a bank account for a business entity | Download PDF |
Bank Trust Account | Open a trust, estate, or legal trust account | Download PDF |
New Brokerage Retirement Account Forms / Applications |
Description |
Action |
---|---|---|
Beneficiary IRA | Open a tax-advantaged retirement account to receive inherited IRA assets | Apply online / Download PDF |
Individual 401(k) Application Materials | Open a tax-deferred retirement plan if you are self-employed with no employees | Apply online / Download PDF |
Individual 401(k) Plan Documents | The terms and conditions of your individual 401(k) plan | Download PDF |
Investment-Only Retirement Plan | Open a pooled account or an account for the benefit of a single plan participant | Download PDF |
Simplified Employee Pension (SEP) IRA | Open a tax-advantaged retirement account if you are self-employed, or own a small business | Apply online / Download PDF |
Savings Incentive Match Plan for Employees (SIMPLE) IRA | Open a tax-advantaged retirement account for your small business that allows employee contributions as well as an employer match | Apply online / Download PDF |
IRA for Minors | Open a tax-advantaged retirement account for a child | Download PDF |
IRA (Traditional, Roth, Rollover) | Open a tax-advantaged retirement account for individuals | Apply online / Download PDF |
Profit Sharing Plan Application Materials | Open a tax-deferred, employer-sponsored retirement plan | Download PDF |
Profit Sharing Plan Documents | The terms and conditions of your profit sharing plan | Download PDF |
New Educational Savings Account Forms / Applications |
Description |
Action |
---|---|---|
Coverdell Education Savings Account | Open a tax-advantaged account for college savings | Apply Online / Download PDF |
Custodial Account | Open a brokerage account for the benefit of a minor | Apply Online / Download PDF |
Add Account Features
Add Account Features Forms / Applications |
Description |
Action |
---|---|---|
Add/Remove Beneficial Owner | Add/remove beneficial owner(s) to/from your brokerage/bank account (for entity accounts only) | Download PDF |
Automatic Investment Plan | Automatically invest in mutual funds over time through a brokerage account1 | Enroll online |
Employee Stock Plan Account Activation | Manage your employee stock plan benefits | Activate online / Download PDF |
Home Equity Direct Debit Authorization Form | Have your home equity loan payment automatically deducted from your checking account | Download PDF |
International Employee Stock Plan Account Activation | Employee stock plan management for non-U.S. customers | Activate online / Download PDF (Get translated Instructions) |
IRA Options Transactions Authorization and Indemnification Agreement | Authorize E*TRADE Securities to accept instructions for options trades in your IRA | Download PDF |
Limited Margin IRA Upgrade | Add limited margin trading to an existing IRA account | Enroll online |
Margin Upgrade | Add margin trading to an existing brokerage account | Enroll online / Download PDF |
Online Bill Pay | Enroll your bank or brokerage account in our free Bill Pay service | Enroll online |
Options Upgrade | Add options trading to an existing brokerage account | Enroll online / Download PDF |
Options Upgrade (IRA) | Add options trading to an existing brokerage IRA | Enroll online / Download PDF |
Order checks and deposit slips | Order new checks for your bank or brokerage account | Order online |
Order E*TRADE Complete Debit Card | Request a new debit card for your E*TRADE Complete Investment Account | Submit online |
Real-time quotes | Add real-time stock and options quotes to your brokerage account | Request online |
Request Digital Security ID | Request this key-chain sized device or soft token that makes unauthorized log-in virtually impossible2 | Apply online |
Deposits and Withdrawals
Brokerage Forms / Applications |
Description |
Action |
---|---|---|
Brokerage Instructions for Incoming Assets | View instructions for the various ways to make deposits | Download PDF |
Certificate Stop Release Letter | Report a security that has been lost or stolen | Download PDF |
Dividend Reinvestment Program (DRIP) Enrollment / Withdrawal Request | Begin or end participation in a DRIP | Submit online / Download PDF |
Investment-Only Withdrawal Request | Withdraw assets from your Investment-Only account | Download PDF |
IRA / Retirement Account Deposit Slip | Send with your retirement account check deposit | Download PDF |
Liquidate DRIP Fractional Shares | Sell fractional shares acquired through a DRIP | Submit online |
Order checks and deposit slips | Order new checks for your bank or brokerage account | Order online |
Order E*TRADE Complete Debit Card | Order a new debit card for your E*TRADE Complete Investment Account | Submit online |
Qualified Retirement Plan Distribution Request | Withdraw assets from your Individual 401(k), Profit Sharing, or Money Purchase Pension Plan | Download PDF / Submit online |
Qualified Retirement Plan Loan Kit | Request a loan from your Individual 401(k), Profit Sharing, or Money Purchase Pension Plan | Download PDF |
Qualified Retirement Plan Loan Repayment Deposit Slip | Submit with your loan repayment check for your Individual 401(k), Profit Sharing, or Money Purchase account | Download PDF |
Request a Stock Certificate | Request a paper certificate for securities you own | Submit online |
Request a Check Withdrawal - Non-IRA | Ask E*TRADE to send you a check payable from your brokerage account | Submit online |
Set Up Recurring Deposits | Set up automatic recurring deposits to your brokerage account | Enroll online |
SIMPLE IRA Contribution Form | Allocate SIMPLE IRA contributions to your employees' accounts | Download PDF |
Stop Payment | Request a stop payment on a check you've written | Submit online / Download PDF |
Wire Money into Account | Electronically move money into your brokerage account | Submit online |
Wire Money out of Account | Electronically move money out of your brokerage account | Submit online |
Wire Money out of Account - Third Party or International Request | Electronically move money out of your brokerage account to a third party or international destination | Submit online |
Bank Forms / Applications |
Description |
Action |
---|---|---|
Designation of Beneficiary - Bank Account | Register your existing Individual or JTWROS E*TRADE Bank account as a Payable on Death (POD) account | Download PDF |
Direct Deposit Authorization | Instructions on setting up automatic deposits for your paycheck or other recurring deposit | Download PDF |
IRA Deposit Slip | Send with your IRA check deposit | Download PDF |
Order Checks and Deposit Slips | Order new checks for your bank or brokerage account | Order online |
Order E*TRADE Complete Debit Card | Report a new debit card for your E*TRADE Complete Investment Account | Submit online |
Transfer Money - Between E*TRADE Accounts | Move money electronically in real time between E*TRADE accounts | Enroll online |
Transfer Money - External Funding Account | Move money electronically to and from an outside financial institution | Enroll online |
Stop Payment | Request a stop payment on a check you've written | Submit online / Download PDF |
Wire Money into E*TRADE Bank | Instructions on wiring funds directly into your bank account | Download PDF |
Wire Money out of E*TRADE Bank | Instructions on wiring funds out of your bank account | Submit online / More Info |
Wire Money out of E*TRADE Bank - International Request | Instructions on wiring funds out of your bank account to an international destination | Submit online / More Info |
Wire Money out of E*TRADE Securities or E*TRADE Bank | Electronically move money out of your brokerage or bank account | Download PDF |
Wire Money out of E*TRADE Securities or E*TRADE Bank | Electronically move money out of your brokerage or bank account with the help of an intermediary | Download PDF |
Transfers and Distributions
Transfers and Distribution Forms / Applications |
Description |
Action |
---|---|---|
Bank CD IRA Distribution Request | Withdraw funds from your IRA CD account | Download PDF |
Beneficiary Distribution Request Form (IRA) | Withdraw funds from a deceased account holder's IRA or your Beneficiary IRA | Submit online / Download PDF |
Change preferences for Your Uninvested Cash | Change the sweep option for the uninvested cash in your brokerage account | Submit online |
Charitable Donation | Transfer assets to a charitable organization | Submit online / Download PDF |
Check status of an account transfer | Inquire about the status of a brokerage account you are transferring to E*TRADE | View online |
Coverdell Education Savings Account Distribution Request | Withdraw assets from your Coverdell ESA | Submit online / Download PDF |
Crest Transfer Request | Transfer foreign stock certificates into your E*TRADE brokerage account | Download PDF |
Investment Only Withdrawal Request | Withdraw assets from your Investment Only account | Download PDF |
IRA Distribution Request | Withdraw assets from your brokerage IRA | Submit online / Download PDF |
IRA Recharacterization Request | Change a brokerage Roth IRA to a Traditional IRA or vice versa | Submit online |
Notarized Letter of Authorization | Authorize incoming transfer of account with different registration information | Download PDF |
Qualified Retirement Plan Distribution Request | Withdraw assets from your Individual 401(k), Profit Sharing, or Money Purchase Pension Plan | Download PDF / Submit online |
Qualified Retirement Plan Loan Kit | Request a loan from your Individual 401(k), Profit Sharing, or Money Purchase Pension Plan | Download PDF |
Transfer Money (Between E*TRADE accounts) | Move money electronically in real time between E*TRADE accounts | Enroll online |
Transfer Money (external funding account) | Move money electronically to and from an outside financial institution | Enroll online |
Roth IRA Conversion Request | Convert an existing brokerage IRA to a Roth IRA | Submit online |
Transfer an Account to E*TRADE Securities | Electronically transfer a brokerage account to E*TRADE | Submit online / Download PDF |
Tax and Legal
Brokerage Tax and Legal Forms / Applications |
Description |
Action |
---|---|---|
5304 Form (SIMPLE IRA) | Establish a SIMPLE IRA plan | Download PDF |
Affidavit of Domicile | Specify the legal residence of someone who is deceased | Download PDF |
Affidavit of Full Force and Effect | Notarized form to verify Power of Attorney is still in effect | Download PDF |
Brokerage Account Link Request & Agreement | Link separate E*TRADE Securities accounts to a single User ID | Download PDF |
Certificate of Sole Proprietorship | Verify that you are the owner of a sole proprietorship | Download PDF |
Certificate Stop Release Letter | Report a security that has been lost or stolen | Download PDF |
Corporate Resolution | Specify who can transact on a business account | Download PDF |
Cost Basis Adjustment Form for Inherited Shares | Use this form to specify cost basis step up and valuation method. | Download PDF |
Designation of Beneficiary (IRA) | Specify who will receive your IRA in the event of your death | Submit online / Download PDF |
Designation of Beneficiary (Qualified Plan) | Specify who will receive your non-IRA retirement account in the event of your death | View Beneficiaries / Download PDF |
Duplicate Tax Records | View duplicate 1099s and other tax forms | View online |
Fixed Income Cost Basis Election Form | Make your Cost Basis Elections for all Fixed Income purchases made on or after January 1, 2014 | Download PDF |
Futures Account Discretionary Trading Authorization | Instruct E*TRADE Securities to do business with your authorized agent | Download PDF |
Letter of Authorization and Indemnification for Options Trading - IRA | Authorize E*TRADE Securities to accept instructions for options trades in your IRA | Download PDF |
Non-US Entity Questionnaire | Provide information on non-US foreign entity accounts | Download PDF |
One-and-the-Same Letter | Deposit securities under a name other than your legal name | Download PDF |
Power of Attorney (with Provisions for Durable) | Instruct E*TRADE Securities to do business with your authorized agent | Download PDF |
Restricted Security Research Request | Release the restrictions on restricted stock | Download PDF |
Rule 144 Restricted Stock Packet | Authorize removal of Rule 144 Restriction | Download PDF |
Rule 144(B)(1) Restricted Stock Packet | Authorize removal of Rule 144(B)(1) Restriction | Download PDF |
Rule 145(D) Restricted Stock Packet | Authorize removal of Rule 145(D) Restriction | Download PDF |
Rule 701 Restricted Stock Packet | Authorize removal of Rule 701 Restriction | Download PDF |
Rule 904 Restricted Stock Packet | Authorize removal of Rule 904 Restriction | Download PDF |
Special Registration of Stock Certificate | Register securities in a name different than the brokerage account title | Download PDF |
Stock or Bond Power | Deposit an unsigned stock or bond certificate | Download PDF |
Deposit a security that bears the name of a previous owner | Deposit an unsigned stock or bond certificate | Download PDF |
Third Party Release | Deposit a security that bears the name of a previous owner | Download PDF |
Transfer on Death Registration Request and Agreement | Designate beneficiaries to receive your account in the event of your death | Submit online / Download PDF |
W-8BEN Certificate of Foreign Status | Establish that you are a non-U.S. person for federal income tax purposes | Download PDF |
Foreign Taxpayer Identification Number Certification | Use this form when a non-us person who is the beneficial owner of the account does not have a foreign taxpayer identification number | Download PDF |
W-9 Request for Taxpayer ID | Provide us your taxpayer identification number | Submit online / Download PDF / Important Tax Notice |
Worthless Securities Liquidation Request | Online Form | |
Customer Verification Form | Utilize this form along with your Proof of Identification to verify ownership of your account | Download PDF |
W-8BEN-E Certificate of Foreign Status (Entities) | Establish that you are a non-U.S. entity for federal income tax purposes | Submit online / Download PDF |
Non-Resident Alien (NRA) Certification Statement | For foreign accounts with U.S. address or phone number on record, or accounts requesting a tax withholding. | Download PDF |
Name Change Authorization Form | Update your name on your E*TRADE account(s) due to marriage, divorce, or other reasons | Submit online / Download PDF |
Reg E Long Form | How to report an error with your Reg E remittance transfer | Download PDF |
Beneficiary Verification Form | Use this form to verify a beneficiary for an E*TRADE account that is converting assets and/or cash due to a deceased owner. The form is only used when assets being claimed are valued under $10,000.00 and claimant is providing non-certified copies of legal documentation. | Download PDF |
Notify E*TRADE of a Death | Notify E*TRADE of the death of an account holder | Submit online / Download PDF |
Relationship Summary |
Description |
Action |
---|---|---|
Form CRS | Important information about E*TRADE's brokerage and investment advisory services | Download PDF |
Brokerage Account Agreements & Disclosures |
Description |
Action |
---|---|---|
Characteristics and Risks of Standardized Options | Important information about trading options | View online |
Customer Agreement (updated effective 06/30/2020) | The terms and conditions of your E*TRADE Securities brokerage account | View online |
Order Routing Practices | How E*TRADE Securities routes stock and options orders | Download PDF |
Terms and Conditions of Use of the E*TRADE Community | The terms and conditions of use of the E*TRADE Community | View online |
Futures Merger Agreement Notification | Important information pertaining to the merger of E*TRADE Securities and E*TRADE Clearing | Download PDF |
Securities Merger Agreement Notification | Important information pertaining to the merger of E*TRADE Securities and E*TRADE Clearing | Download PDF |
Bank Account Agreements and Disclosures |
Description |
Action |
---|---|---|
E*TRADE Bank Account Agreement | The terms and conditions governing your E*TRADE Bank account(s) | View online |
E*TRADE Bank Rate and Fee Schedule | Information describing how we calculate rates, and any fees applicable to your E*TRADE Bank account(s) | View online |
E*TRADE Financial Sweep Deposit Account Agreement | The terms and conditions governing your E*TRADE Financial Sweep Deposit Account | View online |
E*TRADE Financial Sweep Deposit Account Rate and Fee Schedule | Information describing how we calculate rates, and any fees applicable to your E*TRADE Financial Sweep Deposit Account | View online |
E*TRADE Premium Savings Bank Deposit Program Terms and Conditions | The terms and conditions for the E*TRADE Premium Savings Bank Deposit Program | View online |
Bill Pay Terms & Conditions | The terms and conditions governing E*TRADE's Bill Pay service | View online |
Retirement Sweep Deposit Account Agreement | The terms and conditions governing your Retirement Sweep Deposit Account | View online |
Retirement Account Agreements & Disclosures |
Description |
Action |
---|---|---|
IRA Plan Agreement | The terms and conditions of your E*TRADE IRA account | View online |
Roth IRA Plan Agreement | The terms and conditions of your E*TRADE Roth IRA account | View online |
SIMPLE IRA Agreement | The terms and conditions of your E*TRADE SIMPLE IRA account | View online |
ERISA Section 408(b)(2) Disclosures | Describes services provided to E*TRADE’s ERISA plans | View online |
Relationship Summary |
Description |
Action |
---|---|---|
Form CRS | Important information about E*TRADE's brokerage and investment advisory services | Download PDF |
E*TRADE Capital Management Investment Advisory Services |
Description |
Action |
---|---|---|
Wrap Fee Programs Brochure | An overview of E*TRADE Capital Management's Wrap Fee Programs | Download PDF |