Forms and applications
For help finding or completing forms, call 800-955-7808.
New Account Requirements Matrix
Forms / Applications |
Action |
|---|---|
| E*TRADE Advisor Services Account Type Reference Chart | picture_as_pdf Download |
| New Account Requirements Matrix | picture_as_pdf Download |
Account Applications
Forms / Applications |
Action |
|---|---|
| Beneficial Ownership Information Form - Use only for Business and Statutory Trust Accounts | picture_as_pdf Download |
| Business Account Application | picture_as_pdf Download |
| Business Account Application Instructions | picture_as_pdf Download |
| E*TRADE Cash Account Program Terms and Conditions | picture_as_pdf Download |
| General Terms and Conditions | picture_as_pdf Download |
| IRA Plan Agreement | picture_as_pdf Download |
| Non-Qualified Account Application | picture_as_pdf Download |
| Non-Qualified Account Application Instructions | picture_as_pdf Download |
| Qualified Plan Account Application Instructions | picture_as_pdf Download |
| Qualified Plan Application with Beneficial Ownership Information | picture_as_pdf Download |
| Retirement Account Application | picture_as_pdf Download |
| Retirement Account Application Instructions | picture_as_pdf Download |
| Roth IRA Plan Agreement | picture_as_pdf Download |
| SEP Employers IRS Plan Document | picture_as_pdf Download |
| SIMPLE IRA Employer IRS Plan Document | picture_as_pdf Download |
| SIMPLE IRA Plan Agreement | picture_as_pdf Download |
| Trust Account Application | picture_as_pdf Download |
| Trust Account Application Instructions | picture_as_pdf Download |
Account Supplemental Forms
Forms / Applications |
Action |
|---|---|
| Additional Information Application Addendum | picture_as_pdf Download |
| Advisor Authorization for Contributions | picture_as_pdf Download |
| Advisor Authorization for Distributions | picture_as_pdf Download |
| Beneficiary Distribution Request | picture_as_pdf Download |
| Certification of Trust Form (IRAs) | picture_as_pdf Download |
| Change Certification, Indemnity and Agreement | picture_as_pdf Download |
| Custody Only Qualified Plan Distribution Request | picture_as_pdf Download |
| Electronic Delivery Change Form | picture_as_pdf Download |
| EZ IRA Distribution Request | picture_as_pdf Download |
| IRA Beneficiary Designation or Change Request | picture_as_pdf Download |
| IRA Contribution Request | picture_as_pdf Download |
| IRA Distribution Request | picture_as_pdf Download |
| Non-Retirement Account Distribution Request | picture_as_pdf Download |
| Non-Retirement Account One-Time ACH Deposit Request | picture_as_pdf Download |
| Non-Retirement Account Systematic Contribution/Distribution Request | picture_as_pdf Download |
| Power of Attorney - Attorney-in-Fact-Verification | picture_as_pdf Download |
| Qualified Plan ACH Contribution Authorization Request | picture_as_pdf Download |
| Qualified Plan Account Distribution Request | picture_as_pdf Download |
| Rollover Designation Request | picture_as_pdf Download |
| Statement Family Request | picture_as_pdf Download |
| Transfer on Death (TOD) Designation | picture_as_pdf Download |
| Transfer Request | picture_as_pdf Download |
| Transfer Request Instructions | picture_as_pdf Download |
403(b) Account Forms
Forms / Applications |
Action |
|---|---|
| 403b7 Application & Agreement | picture_as_pdf Download |
| 403(b) and 457 Custodial Account Distribution Request | picture_as_pdf Download |
| 403(b) Beneficiary Designation/Change Request | picture_as_pdf Download |
| 403(b) Rollover Options | picture_as_pdf Download |
| 403(b) Signature Guide | picture_as_pdf Download |
| EAS 403b Info Sharing Agreement | picture_as_pdf Download |
Solo(k) Supplemental Forms and Documents
Forms / Applications |
Action |
|---|---|
| Information about ETRADE's Solo K Plan | picture_as_pdf Download |
| IRS Opinion Letter and PPA Base Plan Document | picture_as_pdf Download |
| Solo(k) Adoption Agreement | picture_as_pdf Download |
| Solo 401(k) Beneficiary Designation/Change Request | picture_as_pdf Download |
| Solo 401(k) Plan Loan Request | picture_as_pdf Download |
Other Forms and Documents
Forms / Applications |
Action |
|---|---|
| Checking Account Application Form | picture_as_pdf Download |
| Distribution Options for Inherited IRAs | picture_as_pdf Download |
| e-Delivery Policy | picture_as_pdf Download |
| Third Party Software Export and Integration Request | picture_as_pdf Download |
| Withholding Information Federal and State Policies for Individual Retirement Accounts (IRAs) | picture_as_pdf Download |