Executive Services

E*TRADE FINANCIAL executive services address the unique requirements of corporate officers and other high net worth individuals. Providing a personal touch, our relationship managers address individual needs with tailored services supported by state-of-the-art financial tools.

Premium Services for Senior Managers

• Personal access to a customer service professional through a dedicated toll free phone number
• Special handling for large trades through E*TRADE Securities and OptionsLink
• Personal service for complex restricted securities trades with priority correspondence

Our relationship managers simplify and expedite complex transactions with a restricted stock sale program that greatly simplifies the process of selling stock under SEC Rules 144, 145 and 701.

• Rule 144— Sale of stock that is not previously registered (i.e. acquired in a private placement, or otherwise prior to an IPO) or being sold by an affiliate or 10% or greater shareholder in the company.
• Rule 145 — Rule 145 is designed to make available the protection provided by registration under the 1933 Act to persons who are offered securities in connection with mergers, consolidations and certain transfers of assets of an issuer.
• Rule 701 — Companies offering their own securities as part of written compensation agreements to employees, directors, general partners, trustees, officers, or certain consultants without having to comply with federal securities registration requirements.