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View All Forms & Applications (by Account Type)

Most Requested Forms & Applications

Form or Application Name

Description

Actions

Bank Account Application

Open a checking account

Apply Online
Download PDF

E*TRADE Complete Investment Account Application (Brokerage Investing Account)

Open a core brokerage account with investing and cash management

Apply Online
Download PDF

Duplicate Tax Records

View duplicate 1099s and other tax forms

View Online

IRA Application (Traditional, Roth, Rollover)

Open a tax-advantaged brokerage retirement account for individuals

Apply Online
Download PDF

Margin Upgrade

Add margin trading to an existing brokerage account

Enroll Online
Download PDF

Brokerage Account Options Upgrade

Add options trading to an existing brokerage account

Enroll Online
Download PDF

IRA Options Upgrade

Add options trading to an existing IRA

Enroll Online
Download PDF

Fax Cover Sheet

Send all applications or account related documentation along with a completed cover sheet

Download PDF

New Account Applications

New Account Applications

Description

Actions

Brokerage

Business Account

Open a brokerage account for a corporation, partnership, or sole proprietorship

Download PDF

Check Status of a New Brokerage Account

Inquire about the status of a new account application

View Online

E*TRADE Complete Investment™ Account Application (Brokerage Investing Account)

Open a core brokerage account with investing and cash management

Apply Online
Download PDF

Portfolio Margin Investment Account Application (Brokerage Investing Account)

Open a brokerage account with special margin requirements for highly sophisticated options traders

Download PDF

Portfolio Margin Business Brokerage Account Application

Open a business brokerage account with special margin requirements for highly sophisticated options traders

Download PDF

Futures Account

Open an account to trade futures contracts

Apply Online

Information for International Customers on Opening an E*TRADE Securities Account

Special procedures for non-U.S. customers

View Online

Investment Club Account

Open an account for a group of people to invest together

Download PDF

Complete Investment Account with Pro Elite Status

Open a brokerage account with special features for active traders

Apply Online

Estate Account

Open an account to use for estate planning

Download PDF

Trust or Conservatorship Account

Open an account to use for estate planning

Download PDF

Bank

Bank Account

Open a checking account

Apply Online
Download PDF

Bank Business Account

Open a Bank account for a Business Entity

Download PDF

Bank Trust Account

Open a trust, estate, or legal trust account

Download PDF

Brokerage Retirement
(Contribution Limits & Deadlines)

Beneficiary IRA

Open a tax-advantaged retirement account to receive inherited IRA assets

Download PDF

Individual 401(k) Application Materials

Open a tax deferred retirement plan if you are self-employed with no employees

Download PDF

Individual 401(k) Plan Documents

The terms and conditions of your individual 401(k) plan

Download PDF

Investment Only (Non-Custodial) Retirement Plan

Open a pooled account or an account for the benefit of a single plan participant

Download PDF

IRA - SEP

Open a tax-advantaged retirement account for a small business or if you are self-employed

Download PDF

IRA - SIMPLE

Open a tax-advantaged retirement account for your small business that allows employee contributions as well as an employer match

Download PDF

IRA for Minors

Open a tax-advantaged retirement account for a child

Download PDF

IRA - Traditional, Roth, Rollover

Open a tax-advantaged retirement account for individuals

Apply Online
Download PDF

Money Purchase Plan Application Materials

Open a tax-deferred retirement plan with fixed contributions for small businesses

Download PDF

Money Purchase Plan Documents

The terms and conditions of your money purchase plan

Download PDF

Profit Sharing Plan Application Materials

Open a tax-deferred, employer-sponsored retirement plan

Download PDF

Profit Sharing Plan Documents

The terms and conditions of your profit sharing plan

Download PDF

Educational Savings
(Contribution Limits & Deadlines)

Coverdell Education Savings Account

Open a tax-advantaged account for college savings

Download PDF

Custodial Account

Open a brokerage account for the benefit of a minor

Apply Online
Download PDF

Add Account Features

Add Account Features

Description

Actions

Automatic Investing Plan

Automatically invest in existing mutual fund positions over time through a brokerage account1

Enroll Online

Employee Stock Plan Account Activation

Manage your employee stock plan benefits

Activate Online
Download PDF

Home Equity Direct Debit Authorization Form

Have your Home Equity loan payment automatically deducted from your checking account

Download PDF

International Employee Stock Plan Account Activation

Employee stock plan management for non-U.S. customers

Activate Online
Download PDF
(Get translated instructions)

Margin Upgrade

Add margin trading to an existing brokerage account

Enroll Online
Download PDF

Letter of Authorization and Indemnification for Options Trading - IRA

Authorize E*TRADE Securities to accept instructions for options trades in your IRA

Download PDF

Online Bill Pay

Enroll your bank or brokerage account in our free Bill Pay service

Enroll Online

Options Upgrade

Add options trading to an existing brokerage account

Enroll Online
Download PDF

Options Upgrade - IRA

Add options trading to an existing brokerage IRA

Enroll Online
Download PDF

Order Checks and Deposit Slips

Order new checks for your bank or brokerage account

Order Online

Order E*TRADE Complete Debit Card

Request a new debit card for your E*TRADE Complete Investment Account

Submit Online

Real-time Quotes

Add real-time stock and options quotes to your brokerage account

Request Online

Request Digital Security ID

Request this key-chain sized device that makes unauthorized log-in virtually impossible2

Apply Online

Deposits & Withdrawals

Deposits & Withdrawals

Description

Actions

Brokerage

Brokerage Instructions for Incoming Assets

View instructions for the various ways to make deposits

Download PDF

Certificate Stop Release Letter

Report a security that has been lost or stolen

Download PDF

Dividend Reinvestment Program (DRIP) Enrollment/Withdrawal Request

Begin or end participation in a dividend reinvestment program

Submit Online
Download PDF

Investment Only (Non-Custodial) Withdrawal Request

Withdraw assets from your Investment Only (Non-Custodial) account

Download PDF

IRA Deposit Slip

Send with your IRA check deposit

Download PDF

Liquidate DRIP Fractional Shares

Sell fractional shares acquired through a dividend reinvestment plan

Submit Online

Order Checks and Deposit Slips

Order new checks for your bank or brokerage account

Order Online

Order E*TRADE Complete Debit Card

Report a new debit card for your E*TRADE Complete Investment Account

Submit Online

Qualified Retirement Plan Distribution Request

Withdraw assets from your Individual 401(k), Profit Sharing, or Money Purchase Pension Plan

Download PDF

Qualified Retirement Plan Loan Kit

Request a loan from your Individual 401(k), Profit Sharing, or Money Purchase Pension Plan

Download PDF

Qualified Retirement Plan Loan Repayment Deposit Slip

Submit with your loan repayment check for your Individual 401(k), Profit Sharing, or Money Purchase account

Download PDF

Request a Stock Certificate

Request a paper certificate for securities you own

Submit Online

Request a Check Withdrawal - Non-IRA

Ask E*TRADE to send you a check payable from your brokerage account

Submit Online

Set Up Recurring Deposits

Set up automatic recurring deposits to your brokerage account

Enroll Online

SIMPLE IRA Contribution Form

Allocate SIMPLE IRA contributions to your employees' accounts

Download PDF

Stop Payment

Request a stop payment on a check you've written

Submit Online
Download PDF

Wire Money into Account

Electronically move money into your brokerage account

Submit Online

Wire Money out of Account

Electronically move money out of your brokerage account

Submit Online

Bank

Direct Deposit Authorization

Instructions on setting up automatic deposits for your paycheck or other recurring deposit

Download PDF

IRA Deposit Slip

Send with your IRA check deposit

Download PDF

Order Checks and Deposit Slips

Order new checks for your bank or brokerage account

Order Online

Order E*TRADE Complete Debit Card

Report a new debit card for your E*TRADE Complete Investment Account

Submit Online

Quick Transfer - Between E*TRADE Accounts

Move money electronically in real time between E*TRADE accounts

Enroll Online

Quick Transfer - External Account

Move money electronically to and from an outside financial institution

Enroll Online

Stop Payment

Request a stop payment on a check you've written

Submit Online
Download PDF

Wire Money into E*TRADE Bank

Instructions on wiring funds directly into your bank account

Download PDF

Wire Money out of E*TRADE Bank

Instructions on wiring funds out of your bank account

More Info

Wire Money out of E*TRADE Bank - International Request

Instructions on wiring funds out of your bank account to an international destination

More Info

Transfers & Distributions

Transfers & Distributions

Description

Actions

Bank CD IRA Distribution Request

Withdraw funds from your IRA CD account

Download PDF

Change Preferences for Your Uninvested Cash

Change the sweep option for the uninvested cash in your brokerage account

Submit Online

Charitable Donation Form

Transfer stock or cash to a charitable organization

Download PDF

Check Status of an Account Transfer

Inquire about the status of a brokerage account you are transferring to E*TRADE

View Online

Coverdell Education Savings Account Distribution Request

Withdraw assets from your Coverdell ESA

Submit Online
Download PDF

Crest Transfer Request

Transfer foreign stock certificates into your E*TRADE brokerage account

Download PDF

Employee Stock Purchase Plan (ESPP) Share Transfer

Transfer stock purchase plan shares to E*TRADE Securities

Download PDF

Global Account Transfer Form

Transfer foreign securities into an E*TRADE Global Trading Account

Download PDF

Investment Only (Non-Custodial) Withdrawal Request

Withdraw assets from your Investment Only (Non-Custodial) account

Download PDF

IRA Distribution Request

Withdraw assets from your brokerage IRA

Submit Online
Download PDF

IRA Recharacterization Request

Change a brokerage Roth IRA to a Traditional IRA or vice versa

Submit Online

Notarized Letter of Authorization

Authorize incoming transfer of account with different registration information

Download PDF

Qualified Retirement Plan Distribution Request

Withdraw assets from your Individual 401(k), Profit Sharing, or Money Purchase Pension Plan

Download PDF

Qualified Retirement Plan Loan Kit

Request a loan from your Individual 401(k), Profit Sharing, or Money Purchase Pension Plan

Download PDF

Quick Transfer - Between E*TRADE Accounts

Move money electronically in real time between E*TRADE accounts

Enroll Online

Quick Transfer - External Account

Move money electronically to and from an outside financial institution

Enroll Online

Roth IRA Conversion Request

Convert an existing brokerage IRA to a Roth IRA

Submit Online

Stock Option Plan Share Transfer

Transfer stock purchase plan shares to E*TRADE Securities

Download PDF

Transfer an Account to E*TRADE Securities

Electronically transfer a brokerage account to E*TRADE

Submit Online

Tax & Legal

Tax & Legal

Description

Actions

Brokerage

5304 Form - SIMPLE IRA

Establish a SIMPLE IRA plan

Download PDF

Affidavit of Domicile

Specify the legal residence of someone who is deceased

Download PDF

Brokerage Account Link Request & Agreement

Link separate E*TRADE Securities accounts to a single user ID

Download PDF

Certificate of Sole Proprietorship

Verify that you are the owner of a sole proprietorship

Download PDF

Certificate Stop Release Letter

Report a security that has been lost or stolen

Download PDF

Corporate Resolution

Specify who can transact on a business account

Download PDF

Designation of Beneficiary - IRA

Specify who will receive your IRA in the event of your death

Submit Online
Download PDF

Designation of Beneficiary - Qualified Plan

Specify who will receive your non-IRA retirement account in the event of your death

View Beneficiaries
Download PDF

Duplicate Tax Records

View duplicate 1099s and other tax forms

View Online

Estate Conversion

Update a registration due to the death of an account holder

Download PDF

Fixed Income - Cost Basis Election Form

Fixed Income Cost Basis - Make your Cost Basis Elections for all Fixed Income purchases made on or after January 1, 2014.

Download PDF

Letter of Authorization and Indemnification for Options Trading - IRA

Authorize E*TRADE Securities to accept instructions for options trades in your IRA

Download PDF

Non-US Foreign Correspondent Account Beneficial Owner Questionnaire

Provide information on corporate accounts beneficiary owners and Non-US Foreign correspondent Accounts

Download PDF

One-and-the-Same Letter

Deposit securities under a name other than your legal name

Download PDF

Power of Attorney (with Provisions for Durable)

Instruct E*TRADE Securities to do business with your authorized agent

Download PDF

Restricted Security Research Request

Release the restrictions on restricted stock

Download PDF

Rule 144 Restricted Stock Packet

Authorize removal of Rule 144 Restriction

Download PDF

Rule 144(B)(1) Restricted Stock Packet

Authorize removal of Rule 144(B)(1) Restriction

Download PDF

Rule 145(D) Restricted Stock Packet

Authorize removal of Rule 145(D) Restriction

Download PDF

Rule 701 Restricted Stock Packet

Authorize removal of Rule 701 Restriction

Download PDF

Rule 904 Restricted Stock Packet

Authorize removal of Rule 904 Restriction

Download PDF

Special Registration of Stock Certificate

Register securities in a name different than the brokerage account title

Download PDF

Stock or Bond Power

Deposit an unsigned stock or bond certificate

Download PDF

Third-Party Release

Deposit a security that bears the name of a previous owner

Download PDF

Transfer on Death Registration Request and Agreement

Designate beneficiaries to receive your account in the event of your death

Download PDF

W-8BEN Certificate of Foreign Status

Establish that you are not a U.S. person for federal income tax purposes

Submit Online
Download PDF

W-9 Request for Taxpayer I.D.

Provide us your taxpayer identification number

Download PDF

Worthless Securities Liquidation Request

 

Online Form

Account Agreements & Disclosures

Account Agreements & Disclosures

Description

Actions

Brokerage

Characteristics and Risks of Standardized Options

Important information about trading options

View Online

Customer Agreement

The terms and conditions of your E*TRADE Securities brokerage account

View Online

Order-Routing Practices

How E*TRADE Securities routes stock and options orders

Download PDF

Terms and Conditions of Use of the E*TRADE Community

The terms and conditions of use of the E*TRADE Community

View Online

Bank

E*TRADE Bank Account Agreement

The terms and conditions governing your E*TRADE Bank accounts

View Online

E*TRADE Bank Rate & Fee Schedule

Information describing how we calculate rates, and any fees applicable to your E*TRADE Bank account

View Online

E*TRADE Financial Sweep Deposit Account Agreement

The terms and conditions governing your E*TRADE Financial Sweep Deposit Account

View Online

E*TRADE Financial Sweep Deposit Account Rate and Fee Schedule

Information describing how we calculate rates, and any fees applicable to your E*TRADE Financial Sweep Deposit Account

View Online

Retirement

IRA Plan Agreement

The terms and conditions of your E*TRADE IRA account

View Online

Roth IRA Plan Agreement

The terms and conditions of your E*TRADE Roth IRA account

View Online

SIMPLE IRA Agreement

The terms and conditions of your E*TRADE SIMPLE IRA account

View Online

Managed Investment Solutions & Services

E*TRADE Capital Management Investment Advisory Services

Description

Actions

ADV Part 2 A

A summary of E*TRADE Capital Management's advisory services

Download PDF

Managed Investment Portfolio Wrap Fee Program Brochure

An overview of the Managed Investment Portfolio program

Download PDF

Unified Managed Account Wrap Fee Program Brochure

An overview of the Unified Managed Accounts program

Download PDF

Online Managed Investment Portfolio Wrap Fee Program Brochure

An overview of the Online Managed Investment Portfolio program

Download PDF